Job Description

A manager in Cash Equity Middle Office is a senior management level position responsible for accomplishing results through the management of a team in an effort to process orders and transactions originating from trading desks in coordination with the Operations - Transaction Services team. The overall objective of this role is to ensure the seamless delivery of securities transactions.

Responsibilities:

  • Manage Cash Equity Middle Office consist of 7 people
  • Manage daily performance related to securities post-trade activities in middle office such as trade confirmation and booking reconciliation
  • Provide quality services to Japan domestic clients as sales support
  • Perform trade reconciliation and help submit regulatory reports as trade support in Japan Equity
  • Be responsible for middle office function in ECM deals
  • Understand Japan regulations and exchange rules and ensure adherence to them
  • Navigate the team to build s...

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