Job Description
Job Description
Role & Responsibilities:
Manage the Compliance Legal Services Team across Pune and Bangalore with team size of approx. 50 resources ( UM & Agents) and reporting to the AVP with virtual oversight over the other Centre
Capable of independently leading & managing the day-to-day operations of the above-mentioned LOB Process management People management Client relationship Internal stakeholder relationship management Audits & Compliance Must have knowledge on US Financial Market and their associated Regulator Bodies. Proactive to understand the process, doing RCA & putting mitigation plans in place for issues Play an integral role in...
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