Job Description

Description

:

The Trade Operations Support Specialist is responsible for reviewing releasing or escalating flagged live orders, executing trades and filing required regulatory reports; and assisting advisors with all aspects of trading operations this rule supports complex transactions including blocked and restricted trades manages brokerage trade corrections and responds to and follows up on debt margin issues to ensure timely resolution and compliance with regulatory requirements.

Depth & Scope:

  • Collaborates with the manager to develop and maintain trading rules and configure trade system settings in NetX360 to support business objectives
  • Executes trades accurately and ensure timely completion of all required regulatory and operational reporting
  • Reviews flagged live orders, releasing them for execution or escalating issues as appropriate to ensure risk management and compliance
  • Provides proactive support to advisors ...

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