Job Description

Job Description

The Senior Counsel will work with the Deputy General Counsel and other members of the legal team.

Main Responsibilities

  • Advise on all registered funds related legal matters, including drafting and reviewing all offering, marketing and documentation, reviewing for SEC and FINRA compliance
  • Provide legal advice and aid in provisions relating to 1940 Act compliance as it pertains to transactions, fund of fund matters, advisory, etc.
  • Negotiate a wide range of agreements with registered fund counterparties, including closed-end funds, mutual funds, real estate investment trusts and various fund managers
  • Manage outside counsel as necessary
  • Work closely with other members of the legal team on additional projects as they arise

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