Job Description
Join the British Columbia Securities Commission as a Senior Oversight Analyst in Vancouver. This critical role involves monitoring market infrastructure and regulatory compliance within a hybrid work model.
The Senior Oversight Analyst is essential for overseeing operations related to self-regulatory organizations and marketplaces. You will conduct compliance audits, analyze regulatory submissions, and contribute to policy development. Collaboration with internal and external stakeholders will enhance market integrity and foster transparency in the investment marketplace.
Key Responsibilities:
• Review regulatory filings to identify emerging compliance risks
• Oversee marketplaces and clearing agencies within the BCSC jurisdiction
• Conduct on-site audits with a risk-based approach
• Prepare impactful analysis to inform regulatory decisions
• Mentor junior team members and support high-impact projects
Requirements:
The Senior Oversight Analyst is essential for overseeing operations related to self-regulatory organizations and marketplaces. You will conduct compliance audits, analyze regulatory submissions, and contribute to policy development. Collaboration with internal and external stakeholders will enhance market integrity and foster transparency in the investment marketplace.
Key Responsibilities:
• Review regulatory filings to identify emerging compliance risks
• Oversee marketplaces and clearing agencies within the BCSC jurisdiction
• Conduct on-site audits with a risk-based approach
• Prepare impactful analysis to inform regulatory decisions
• Mentor junior team members and support high-impact projects
Requirements:
Ready to Apply?
Take the next step in your AI career. Submit your application to Chartered Professional Accountants of British Columbia today.
Submit Application