Job Description

Is this role right for you?

In this role, you will:
  • Lead and manage a team of 12, with 3 direct reports, responsible for the execution, documentation and oversight of daily and periodic regulatory reporting controls, including breach management, escalation, and remediation.

  • Ensure completeness, accuracy, and timeliness of OTC trade reporting across G20 jurisdictions, including CFTC, SEC, OSC, HKMA, MAS, ASIC, ESMA, and FCA.

  • Maintain strong, up to date knowledge of global OTC regulatory reporting requirements and related control expectations.

  • Work closely with Business Risk Management, Technology, Compliance, Regulatory Business Initiatives as well as other stakeholders to support key business objectives.

  • Drive change initiatives to strengthen regulatory reporting controls, enhance monitoring, and incorporate meaningful metrics into management reporting.

  • Produce clear and accurate executive reporting for global gov...

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