Senior Compliance Officer - Operations Compliance

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Reporting into the Director, Trade Surveillance, this role will be responsible for:

Providing expert regulatory compliance support, guidance and advice to Capital Markets International Operations (CMIO) group in support of the Enterprise Compliance Program (ECP). Contributing to the sound and efficient execution of Capital Markets Operations by improving the understanding and execution of the regulatory and risk requirements in accordance with the Enterprise Compliance Program and specific compliance controls. Partnering with the First Line Business Unit Compliance Officer (BUCO) team and the Second Line Trade Surveillance team to ensure the Operations group is supported in meeting regulatory expectations and internal policy requirements by:

Integration of Business Complexities with ECP Framework - Have expert knowledge and understanding of the ...