Job Description
Role Overview
A leading proprietary trading firm is seeking a Compliance Officer to join its high‑performance, markets‑focused environment. The role sits at the intersection of regulation, trading operations, technology, and risk , offering exposure to sophisticated market activity and advanced trading infrastructure.
This opportunity is ideal for someone currently working in trading, brokerage, market operations, or capital markets , who wants to deepen their expertise in regulatory compliance and market conduct oversight.
Key Responsibilities
Trading Surveillance & Monitoring
- Monitor daily trading activity across multiple products and venues to detect potential breaches, unusual patterns, or indicators of market abuse.
- Analyse and document system-generated alerts, escalating issues as appropriate.
- Conduct periodic thematic reviews of trading behaviour to ensure ali...
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