Job Description
Drive compliance and effectiveness with Manulife as a Senior Manager, Supervision. This hybrid role focuses on daily oversight and support for advisors at Manulife Private Wealth.
As the Senior Manager, Supervision, you will lead compliance reviews, ensuring adherence to securities regulations while mentoring Investment Counsellors. Strong skills in conflict resolution and analytical judgment are essential for navigating complex supervisory challenges. This position plays a crucial role in upholding compliance standards for the firm’s clients and stakeholders.
Key Responsibilities:
• Oversee trading activities of Investment Counsellors
• Conduct comprehensive compliance reviews and investigations
• Offer training on supervisory best practices
• Monitor compliance metrics and enhance processes
• Partner with various departments for issue resolution
Requirements:
• 5-7+ years in Portfolio Manager compliance
• Strong understanding of Canadian securities regul...
As the Senior Manager, Supervision, you will lead compliance reviews, ensuring adherence to securities regulations while mentoring Investment Counsellors. Strong skills in conflict resolution and analytical judgment are essential for navigating complex supervisory challenges. This position plays a crucial role in upholding compliance standards for the firm’s clients and stakeholders.
Key Responsibilities:
• Oversee trading activities of Investment Counsellors
• Conduct comprehensive compliance reviews and investigations
• Offer training on supervisory best practices
• Monitor compliance metrics and enhance processes
• Partner with various departments for issue resolution
Requirements:
• 5-7+ years in Portfolio Manager compliance
• Strong understanding of Canadian securities regul...
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