Job Description
PRINCIPAL ELEMENTS AND ACCOUNTABILITIESCompliance Monitoring Programme Management (Group‑aligned)
• Implement the Compliance Monitoring Programme (CMP): Ensure the effective implementation of the compliance monitoring programme in conjunction with Group monitoring teams, applying Group documentation and reporting standards.
• Comprehensive coverage: Ensure the CMP covers applicable internal and external requirements (Group policies/standards and RSA laws/regulations) and remains current with business risks and regulatory changes.
• Timely, risk‑based testing: Ensure monitoring testing is conducted on time and on a risk‑based basis; maintain robust workpapers and evidence.
• Change integration & CRA: Identify and incorporate changes to the CMP and feed into the Combined Risk Assessment (CRA) as appropriate when new/changed risks are identified.
• Stakeholder engagement & remediation: Manage and proactively work with stakeholders on findings, providing sound advice on ...
• Implement the Compliance Monitoring Programme (CMP): Ensure the effective implementation of the compliance monitoring programme in conjunction with Group monitoring teams, applying Group documentation and reporting standards.
• Comprehensive coverage: Ensure the CMP covers applicable internal and external requirements (Group policies/standards and RSA laws/regulations) and remains current with business risks and regulatory changes.
• Timely, risk‑based testing: Ensure monitoring testing is conducted on time and on a risk‑based basis; maintain robust workpapers and evidence.
• Change integration & CRA: Identify and incorporate changes to the CMP and feed into the Combined Risk Assessment (CRA) as appropriate when new/changed risks are identified.
• Stakeholder engagement & remediation: Manage and proactively work with stakeholders on findings, providing sound advice on ...
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