Job Description
OVERALL, PURPOSE
Deliver independent, risk-based monitoring and assurance over the firm's compliance with FAIS, CISCA, FICA, POPIA and PAIA, and verify alignment to Group Risk & Compliance standards. The role executes thematic and routine reviews, issues clear remediation recommendations, tracks closure and produces high quality MI for management and governance forums. It also supports the FICA Section 42A Compliance Officer and MLRO with monitoring and reporting activities, in line with the RSA RMCP and Group frameworks.
Principal Elements And Accountabilities
Compliance Monitoring Programme Management (Group‑aligned)
- Implement the Compliance Monitoring Programme (CMP): Ensure the effective implementation of the compliance monitoring programme in conjunction with Group monitoring teams, applying Group documentation and reporting standards.
- Comprehensive coverage: Ensure the CMP covers applicable internal and external
requirements (Gro...
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