Job Description

We are looking for who will own the firm’s risk management framework, trade surveillance program, and broking & depository operations across cash, F&O, currency, commodities, and distribution businesses. The role is responsible for ensuring robust controls, full regulatory compliance (SEBI/Exchanges/Depositories), high platform resiliency, and frictionless client operations at scale.


Key Responsibilities: Risk and Surveillance:

1. Risk management – monitoring client exposures – Equity Derivatives, Commodity Derivatives Client Margin Trading Funding.

2. Good understanding of Margin framework of clearing corporations, including peak margin, end of day margins, allocation and begin of day margins and handling of compliance with respect to it.

3. Understanding of broking business and areas of business in which broking operations operate

4. Surveillance requirements as well as PMLA requirements understanding. Compliance related to QSB related ci...

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