Regulatory Operations Associate

Regulatory Operations Associate# Regulatory Operations Associatehybrid 5160 Yonge Street Suite 1860, Toronto, Ontario, Canada, M2N 6L9 full-time. May 14, 2026Description**Role Overview**This is an exciting opportunity to join a dynamic and rapidly growing partnership of Canadian Portfolio Managers. We are looking for an enthusiastic Regulatory Operations Associate to grow our Operations Team. You will report to the Associate Director, Communications & Operations. The Regulatory Operations Associate supports Q Wealth’s compliance and operations infrastructure by executing high-volume regulatory control processes**Key Responsibilities**· Complete New Client Account Reviews to ensure compliance with regulatory requirements and follow up with Portfolio Managers and support staff for outstanding items as required.· Assist with the review of required Know Your Product (KYP) assessments to check for completeness and follow up with Portfolio Managers as required for outstanding items.· Notif...