Job Description
Become a Regulatory Compliance Analyst at Aviso Wealth, responsible for ensuring compliance in a challenging 9-month engagement. Support risk management and enhance compliance documentation processes.
This position reports to the Manager, Compliance Strategy and Analytics, and plays a crucial role in maintaining Aviso’s reputation for adherence to Canadian regulatory standards. Your contributions will include analyzing compliance-related data, engaging in various projects, and collaborating with cross-function teams to drive improved compliance outcomes.
Key Responsibilities: • Review and analyze client compliance documentation • Reconcile financial data ensuring regulatory adherence • Assist in implementing new compliance requirements • Research and assess impacts of regulatory changes • Collaborate with operations and finance for compliance guidance
Requirements: • Bachelor's degree in a relevant field or equivalent • Canadian Securities Course or IFC compl...
This position reports to the Manager, Compliance Strategy and Analytics, and plays a crucial role in maintaining Aviso’s reputation for adherence to Canadian regulatory standards. Your contributions will include analyzing compliance-related data, engaging in various projects, and collaborating with cross-function teams to drive improved compliance outcomes.
Key Responsibilities: • Review and analyze client compliance documentation • Reconcile financial data ensuring regulatory adherence • Assist in implementing new compliance requirements • Research and assess impacts of regulatory changes • Collaborate with operations and finance for compliance guidance
Requirements: • Bachelor's degree in a relevant field or equivalent • Canadian Securities Course or IFC compl...
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