Registered Client Associate

Summary/Function
We are currently seeking an exceptional individual to join a dynamic and high-producing team in our Salt Lake City, UT office. This team-critical role requires attention to detail, the ability to balance multiple requests, outstanding client service skills, and a high level of integrity and confidentiality with respect to client, Financial Advisor (FA), branch and company information.

Experience and Skills

Primary Qualifications:
* Series 7 & 65/66 licensure preferred or the ability to obtain SIE/7/66 licensing within requisite period of time.
* Knowledge of the securities industry, its operations, and products to include stocks, bonds, mutual funds, and insurance products.
* Previous experience in banking, finance, or investments industry a plus.
* Post-Secondary education preferred but not required.
* Solid technology skills (Microsoft Office). Experience with Thomson ONE, E...