Pr. Associate, Compliance

This role is responsible for executing second-line control testing to independently validate adherence to applicable laws, regulations, and internal Policies, Standards, and Procedures (PSPs). 

Conduct second-line control challenges to assess design and operating effectiveness.

Create and manage test schedules to ensure timely completion of all tasks and reporting.

Analyze data from multiple sources and meticulously document work and results.

Cultivate and maintain strong relationships with Compliance Advisors and other business partners.

Demonstrate comprehensive knowledge of Capital One’s Compliance Management Program (CMP).

Draft and review final reports for completed control reviews.