Policy Advisor

Position Title

Policy Advisor

Department

Member Regulation Policy

Location

Toronto

Status

Permanent Full-Time (Hybrid)

Position Overview

Reporting to the Director of Financial and Operations Policy, the Policy Advisor is a member of the Member Regulation Policy Team (MRP) and is responsible for the development, drafting, review, and approval of policy applicable to both investment dealers and mutual fund dealers. The Policy Advisor also participates in the other operational and day‑to‑day work of MRP.

Key Responsibilities

• Develop and draft rules and guidance related to financial and operational requirements applicable to Dealer Members
• Work in collaboration with other internal staff and external stakeholders as required to obtain approval of proposed Dealer Member regulation policy initiatives
• Provide support to advisory committees by preparing meeting mat...