Job Description

In this exciting chapter of continued growth and expansion, we’re looking for a passionate Operational Regulatory Support Associate.

As an Operational Regulatory Support Associate in Agency Securities Finance Operations, you help us strengthen the regulatory and control framework that supports Securities Finance activities in Bournemouth. You partner closely with Operations, Compliance, Risk, Technology, and front office teams to ensure regulatory obligations are understood, embedded into day-to-day processes, monitored, and evidenced. You support reporting, reconciliations, exception management, and recordkeeping so we can demonstrate audit-ready execution and continuous control improvement.

Job responsibilities 

  • Execute business-as-usual processes aligned to regulatory obligations, including reporting support, reconciliations, exception management, and evidence retention.
  • Support Securities Financing Transactions Regula...

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