Job Description

Job Details

Location Melbourne Salary $150000 - $210000 per annum Job Type Ref BH-158883-1 Contact Posted over 5 years ago

The Organisation & The Role:
Our client is an established and trusted brand who's been providing edge-cutting trading solutions to clients around the world over the past decade. This newly created Head of Compliance role is a unique opportunity for an experienced compliance manager to advance their career. You will be accountable for the execution and refinement of the firm's Australia compliance framework and program, reporting directly into the company directors and leading a small team.


Your Main Responsibilities:

  • Manage regulatory applications, maintain current AFSL licences and regulatory relations (serving as the primary contact for all regulatory bodies and authorities)

  • Manage the compliance monitoring plan, AML/CTF program, KYC/client onboarding, trade surveillance and deriva...

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