Functional Compliance, Associate 1

Who We Are Looking For

We are seeking a Compliance Associate to join our second line of defense team, reporting directly to a Supervisor or Manager. The role involves collaborating with a group of professionals to develop and implement conduct risk policy monitoring, resolve employee queries related to policy requirements, support regular and ad-hoc tasks associated with policy administration, assist with management reporting, and remain vigilant regarding potential incidents of non-compliance.

This position is ideal for individuals who are eager to learn and grow within the compliance department. It offers a valuable opportunity to establish a professional foundation in the compliance field. Candidates with a genuine passion for compliance will find this role to be a meaningful steppingstone toward building expertise in the discipline.

The Compliance Associate role is based in Bangalore, India. The position follows a hybrid work model, providing flex...