Job Description
Join BMO as the Director of Branch Supervision, focusing on regulatory oversight in the BC and Prairies regions. Shape a culture of compliance and effective risk management across teams.
This role involves leading the execution of Tier 1 supervision activities, requiring strong leadership and excellent communication skills. You will manage a team of Branch Supervision Officers, ensuring all regulatory standards are met. Supporting the resolution of supervisory issues and delivering training to investment teams will also be essential in this leadership position.
Key Responsibilities:
• Implement Tier 1 supervision and compliance measures
• Act as CIRO Business Location Supervisor
• Conduct training sessions for branch staff
• Support collaboration with Compliance on key issues
• Monitor team performance and uphold service standards
Requirements:
• Minimum 7 years of relevant industry experience
• Knowledge of CIRO regulations and supervision practices
• ...
This role involves leading the execution of Tier 1 supervision activities, requiring strong leadership and excellent communication skills. You will manage a team of Branch Supervision Officers, ensuring all regulatory standards are met. Supporting the resolution of supervisory issues and delivering training to investment teams will also be essential in this leadership position.
Key Responsibilities:
• Implement Tier 1 supervision and compliance measures
• Act as CIRO Business Location Supervisor
• Conduct training sessions for branch staff
• Support collaboration with Compliance on key issues
• Monitor team performance and uphold service standards
Requirements:
• Minimum 7 years of relevant industry experience
• Knowledge of CIRO regulations and supervision practices
• ...
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