Compliance Officer

Is a Canadian investment firm that provides institutional investors with co-investments across private equity and real assets

The Role

The candidate will work closely with Operations Director and internal teams including investment, finance, and client-facing functions.

The Compliance Officer will be responsible for the following:

• Support day to day compliance responsibilities and annual compliance work plan deliverables including: regulatory reporting and filings, co-investor onboarding, marketing reviews, ongoing monitoring and testing regulatory compliance framework
• Work collaboratively to identify and implement new compliance solutions, and enhance existing compliance solutions, across all teams to enhance compliance operations and efficiency
• Proactively support the maintenance of policies and procedures to ensure the ongoing strength of our compliance program
• Act as a key resource in compliance team: stay educated...