Job Description
Job Description
What is the opportunity?As Compliance Officer, you will support the RBC Investor Services (RBCIS) Compliance team for Canada. Your responsibilities will include providing compliance support to RBCIS business teams, managing inquiries from regulatory bodies, and supporting the team’s activities under the Regulatory Compliance Management (RCM) program.What will you do?Work with the Compliance team in developing and conducting monitoring activities as described in the RCM Framework, applicable Control Standards and other relevant documents
Support the Compliance team’s performance of other RCM functions, and with special initiatives and projects as needed.
Intake, track and, with business team support, process correspondence and inquiries from regulatory bodies
Support the Compliance team’s oversight of RBCIS’ pension contribution monitoring and regulatory reporting
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