Job Description

Our client is an established yet fast-growing global commodity brokerage combining international scale with a genuinely people-focused culture

This is a key role, based in Singapore, working within a rapidly growing global commodities brokerage firm headquartered in London. The role requires a range of compliance skills and knowledge, the ability to manage priorities, and to quickly become familiar with new compliance requirements.

RESPONSIBILITIES:

  • Primarily, compliance advisory for the brokers and Operations team in Singapore
  • Working closely with the London compliance team to support compliance with the firm’s regulatory monitoring requirements, including:
  • Review of late trade reports and follow-up as appropriate
  • Monthly monitoring of trades (audit trails/trade reconstructions)
  • Communications monitoring
  • Conducting regulatory certification / registration processes in compliance with FCA/NFA requirement...

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