Job Description
A CAREER WITH POINT72’S COMPLIANCE TEAM
The Point72 Compliance department is a team of compliance professionals who support global investment and trading activities by establishing and enforcing the Firm’s compliance policies, providing real-time advice, and conducting pre and post trade surveillance. Our team is essential to Point72’s success and we provide mentorship, a growth path, and the opportunity for a long-term career with us.
What You’ll Do
Your focus will be on compliance monitoring, records and register maintenance, and advising on regulatory matters as they apply to Point72’s Singapore operations. Your primary reporting line will be to the Senior Compliance Officer, Singapore and you will also work closely with other APAC Compliance Officers, providing necessary cover for them as and when required.
Specific responsibilities will include:
Core Compliance
The Point72 Compliance department is a team of compliance professionals who support global investment and trading activities by establishing and enforcing the Firm’s compliance policies, providing real-time advice, and conducting pre and post trade surveillance. Our team is essential to Point72’s success and we provide mentorship, a growth path, and the opportunity for a long-term career with us.
What You’ll Do
Your focus will be on compliance monitoring, records and register maintenance, and advising on regulatory matters as they apply to Point72’s Singapore operations. Your primary reporting line will be to the Senior Compliance Officer, Singapore and you will also work closely with other APAC Compliance Officers, providing necessary cover for them as and when required.
Specific responsibilities will include:
Core Compliance
- Monitoring employee compliance with the firm’s Code of Ethics
- Manag...
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