Compliance Officer

Key Responsibilities

• Ensure compliance with all applicable Singapore regulations, including but not limited to the Securities and Futures Act (SFA), Financial Advisers Act (FAA), Variable Capital Companies Act (VCC Act), Companies Act (CA), MAS Notices, Guidelines, and the Code on Collective Investment Schemes.

• Review and monitor fund management activities, discretionary mandates, and investment advisory services for regulatory compliance.

• Maintain and update compliance policies and procedures to reflect evolving MAS requirements and industry best practices.

• Conduct internal compliance monitoring and surveillance across front-office, middle-office, and back-office functions.

• Support the review and submission of regulatory filings, regular Compliance Reports, and other surveys as required.

• Provide compliance advisory support to portfolio managers, product teams, and distrib...