Compliance Officer Position at TPX

Join the Toronto Prediction Exchange as a Compliance Officer, shaping regulatory frameworks and ensuring compliance in a full-time role. This position is crucial in a pioneering environment focused on innovative financial solutions.
At TPX, you will be pivotal in establishing and enforcing a robust compliance program as we launch a new asset class. Your role involves ensuring compliance with legal obligations related to securities, derivatives, and consumer protection. Drawing from your 5+ years in financial services compliance or law, you will engage with regulatory bodies and impact compliance strategy significantly.
Key Responsibilities:
• Develop and implement a foundational compliance program for TPX
• Ensure all regulatory obligations are met accurately
• Work closely with the OSC and similar organizations
• Analyze and oversee compliance with financial regulations
• Foster a culture of compliance within the company
Requirements:
• Licensed legal practi...