Compliance Manager

Senior Country Compliance & Operational Risk Manager (Contract)

Location: Toronto, Canada

Department: Compliance & Operational Risk (C&OR)

Reports to: Chief Compliance Officer, Canada

Overview

The Compliance & Operational Risk (C&OR) Department is seeking a highly driven and experienced professional to join its Canada team in Toronto. This role provides coverage across the firm’s full-service Markets businesses—including Fixed Income, Equity Sales & Trading, Futures, and Derivatives—and plays a key leadership role in managing compliance and operational risk activities at the country level.

Position Summary

The Senior Country Compliance & Operational Risk Manager is accountable for the effective identification, escalation, and timely mitigation of compliance and operational risks within Canada. This includes ensuring alignment with the Global Compliance Enterprise Policy, the Operational Risk Enterprise Policy (to...