Job Description
Ref;KM47057
TYPE:
•Fixed-term contract (initial 1-year contract)
Possible extension depending on requirements
SALARY:
• €80,000 – €90,000 per annum, depending on experience and qualifications
START:
• Q1 2026 (planned)
LOCATION:
• Amsterdam, the Netherlands
• Hybrid working model (minimum 3–4 days in the office initially)
Key Responsibilities
This role focuses on the day-to-day operation and development of compliance functions related to equity brokerage activities under EU regulations.
• Maintain and update compliance policies, procedures, and regulatory registers
• Operate compliance processes in line with MiFID II, Market Abuse Regulation, and other relevant EU regulations
• Conduct trade and communications surveillance to identify potential market abuse or misconduct
• Perform risk-based compliance monitoring and testing activities
•...
TYPE:
•Fixed-term contract (initial 1-year contract)
Possible extension depending on requirements
SALARY:
• €80,000 – €90,000 per annum, depending on experience and qualifications
START:
• Q1 2026 (planned)
LOCATION:
• Amsterdam, the Netherlands
• Hybrid working model (minimum 3–4 days in the office initially)
Key Responsibilities
This role focuses on the day-to-day operation and development of compliance functions related to equity brokerage activities under EU regulations.
• Maintain and update compliance policies, procedures, and regulatory registers
• Operate compliance processes in line with MiFID II, Market Abuse Regulation, and other relevant EU regulations
• Conduct trade and communications surveillance to identify potential market abuse or misconduct
• Perform risk-based compliance monitoring and testing activities
•...
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