Job Description
Compliance Coordinator (Hybrid)
Location: North West England (Hybrid)
Salary: £45,000 - £50,000
A fantastic opportunity has arisen for a proactive and organised Compliance Coordinator to join a growing financial services firm. This hybrid role offers the flexibility of home working alongside regular visits to offices across the North West.
Working closely with senior management, you will support the firm's risk and compliance function, taking ownership of key Training & Competence (T&C) activities while helping to maintain a strong regulatory framework.
Key Responsibilities
- Manage and maintain the firm's Training & Competence (T&C) framework in line with FCA requirements.
- Review adviser files, competency records, and monitoring activities.
- Produce management information and reporting relating to competence oversight.
- Support the maintenance of policies, procedures, and risk registers.
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