Job Description

Compliance Auditor, Insurance Brokerage Operations

Full-Time | Hybrid (2x/week Downtown Toronto)

Do you have operational and financial experience working within a general insurance brokerage ? Have you contributed to improving processes and ensuring compliance in a brokerage environment? If so, this opportunity may be of interest.

Our client is seeking a Compliance Auditor, Insurance Brokerage Operations to join their team. Reporting to the Manager, Compliance , this individual will assess the operational and financial practices of insurance brokerages, identify regulatory issues, and support risk-based compliance reviews.

Key Responsibilities

• Conduct risk-based assessments of insurance brokerages using established audit frameworks
• Review operational documents and financial records to assess compliance with industry regulations and standards
• Analyze documentation to identify issues such as:<...

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