Compliance Associate, Singapore

The Compliance Associate will join a growing compliance team, who are responsible for a very broad range of compliance matters across all areas of the firm. They will primarily contribute to the efficient running of the Asia Pacific compliance function but will be expected to contribute to global projects and initiatives, as required.

The individual will be based in Singapore but will cover compliance matters for our Singapore and Hong Kong licensed entities.

Duties will include:

• Provide advice and guidance to the business on a broad range of regulatory and compliance issues as required.
• Provide review and sign-off of marketing materials and provide advisory support on compliance
• matters relating to the firm’s distribution activities in Asia Pacific.
• Analyse and interpret regulatory developments.
• Assist with the conduct of risk assessments, gap analysis, monitoring and testing as part of the overall Compliance Monitoring ...