Compliance Associate

Job Summary

As a Compliance Associate, you will assist in Customer Due Diligence (CDD) processes for client onboarding and periodic reviews, ensuring compliance with regulations and internal policies. Collaborate with stakeholders, clients, and vendors to resolve compliance matters effectively.

Responsibilities

• Assist in conducting Customer Due Diligence (CDD) for new client onboarding and ongoing periodic reviews by liaising with clients to obtain required documentation
• Perform name screening, conduct risk assessments and evaluate Source of Fund and Source of Wealth
• Follow up on outstanding CDD documentation to ensure completeness and compliance
• Liaise with external vendors to identify and resolve Anti-Money Laundering (AML) system issues
• Monitor changes in regulatory requirements (ACRA, ISCA, PDPC) and industry best practices to support updates of internal policies and procedures
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