Compliance Associate

Job Description:

The role…

We are looking for an enthusiastic Compliance Associate to support the Compliance Team and the Head of Compliance and the Head of Regulation. The successful candidate will be responsible for ensuring compliance of the UKs Money Laundering Regulations (5MLD) and assist with the operation and development of AML/KYC function across the MTF and cryptocurrency trading platform. They will work directly with the managers of all business lines and feed directly into the development of the compliance controls and oversight function, to ensure the integrity of all products and onboarding processes for trading venue participants/members.

Tasks and responsibilities include, but are not limited to, the onboarding of clients through the AML/KYC process, undertaking Client Risk Assessments in line with internal policy, the development and monitoring of AML/KYC compliance processes, staying on top of new regulatory or indu...