Job Description
Shape compliance at TD Bank as a Compliance Business Oversight Analyst II based in Toronto, Ontario. Your role will ensure the bank meets securities regulations and manages risk effectively.
In this position, you'll provide independent oversight of compliance activities while conducting surveillance reviews and identifying potential control risks. Your analysis of trade data and diligent documentation will be crucial in aligning bank practices with regulatory requirements. Collaborating with colleagues, you will support the organization in cultivating a compliant culture.
Key Responsibilities:
• Conduct oversight reviews of compliance activities regularly
• Analyze patterns to detect potential regulatory risks
• Document compliance issues and escalate as needed
• Support audit readiness with comprehensive evidence maintenance
Requirements:
• Undergraduate degree or equivalent relevant experience
• Minimum of 2 years in compliance or similar roles
• Knowled...
In this position, you'll provide independent oversight of compliance activities while conducting surveillance reviews and identifying potential control risks. Your analysis of trade data and diligent documentation will be crucial in aligning bank practices with regulatory requirements. Collaborating with colleagues, you will support the organization in cultivating a compliant culture.
Key Responsibilities:
• Conduct oversight reviews of compliance activities regularly
• Analyze patterns to detect potential regulatory risks
• Document compliance issues and escalate as needed
• Support audit readiness with comprehensive evidence maintenance
Requirements:
• Undergraduate degree or equivalent relevant experience
• Minimum of 2 years in compliance or similar roles
• Knowled...
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