Compliance Analyst, Group Audit

Location: This posting is for an existing vacancy in Wellington-Altus’ Calgary or Toronto office.

The Opportunity

Reporting to the Associate Vice‑President, Group Audit and Conduct, the Compliance Analyst, Group Audit will conduct the Compliance Audit Review Program for all WAFI subsidiaries. The role requires an analytical mindset with exceptional attention to detail, experience in the financial services industry, and familiarity with investment products and services; knowledge of CIRO/IIROC regulations and industry best practices is considered an asset.

Key Responsibilities

• Conduct comprehensive audits of various branches in accordance with regulatory requirements and internal policies and procedures.
• Prepare audit reports in a timely manner following the completion of branch audits.
• Support the collection of data for compliance‑related and/or regulatory requests.
• Prepare reports, as requested, for use by t...