Job Description
Compliance AnalystConduct email communication reviews for trading groups and perform searches related to internal investigations. Prepare weekly and monthly memos summarizing findings from email surveillance reviews. Assist in the development and enhancement of policies and procedures to reflect changes in business, regulations, and emerging compliance issues. Stay up to date with relevant regulatory developments and changes. Participate in o...
Job Title: Compliance Analyst
Department: Compliance
Location: Dublin, Ireland
The Firm is seeking a Compliance Analyst to join our Compliance Department in the Dublin, Ireland office. The successful candidate will be responsible for conducting email reviews of trading groups and supporting various compliance projects. This role is critical to ensure the effectiveness, scalability, and robustness of the firm’s email monitoring program.
Key Responsibilities:
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