Job Description

BUSINESS UNIT OVERVIEW

Client Regulatory Outreach- Responsible for responding to customer inquiries and resolving problems. Acts as a liaison between institutional sales/traders, clearance/settlement operations and customers.

JOB SUMMARY AND RESPONSBILITIES

Help the firm navigate through regulatory & business driven change by partnering with multiple divisions including Global Markets, Legal, Compliance and Operations to develop the most effective strategy to help clients navigate the demands of new regulations.

  • Face off to senior stakeholders across the firm and engage with external vendors as you develop and drive each regulation s outreach strategy.
  • Develop a comprehensive understanding of new regulations and articulate how they affect the industry in a way that resonates with our clients.
  • Contribute your ideas and propose new solutions while partnering with Technology to develop the infrastructure to ...

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