Job Description
Advance your career with a full-time role as a Senior Membership Intake Examiner at CIRO, specializing in Business Conduct Compliance. This hybrid position spans major cities, focusing on Dealer Member applications and transactions.
You will play an essential role in assessing and verifying the completeness of Dealer Member applications. Responsibilities include offering expert analysis, leading transaction files, and effectively communicating with internal and external stakeholders. Your commitment to continuous learning in compliance-related areas will support your success and those of CIRO's member firms.
Key Responsibilities:
• Review Dealer Member transactions for compliance accuracy
• Serve as File Lead maintaining project timelines
• Document analysis for oversight reporting
• Update procedures for MI-BCC analysis effectively
• Engage in meetings with key stakeholders for alignment
Requirements:
• Undergraduate degree mandatory
• 5+ years in complia...
You will play an essential role in assessing and verifying the completeness of Dealer Member applications. Responsibilities include offering expert analysis, leading transaction files, and effectively communicating with internal and external stakeholders. Your commitment to continuous learning in compliance-related areas will support your success and those of CIRO's member firms.
Key Responsibilities:
• Review Dealer Member transactions for compliance accuracy
• Serve as File Lead maintaining project timelines
• Document analysis for oversight reporting
• Update procedures for MI-BCC analysis effectively
• Engage in meetings with key stakeholders for alignment
Requirements:
• Undergraduate degree mandatory
• 5+ years in complia...
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