Job Description

Job Description

Regulatory Leadership & Compliance Oversight

  • Define and manage a forward-looking compliance strategy across multiple jurisdictions
  • Oversee licensing, regulatory obligations, and adherence to evolving frameworks
  • Act as primary contact for supervisory bodies, including managing reviews, inspections, and enquiries
  • Establish and continuously enhance policies, procedures, and internal controls aligned to regulatory expectations
  • Provide subject-matter expertise across a broad range of investment products and structures



    • Enterprise Risk Management

  • Design and implement a firmwide risk management architecture, including governance, appetite setting, and reporting
  • Maintain a consistent approach to identifying, evaluating, and mitigating key risks
  • Develop scalable tools such as risk registers, self-assessments, and monitoring frameworks
  • Deliver clear ins...

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