Job Description

Key Responsibilities

Compliance Rule Setup

  • Analyze client requirements, prospectuses, and investment mandates to extract compliance restrictions.
  • Liaise with clients to obtain additional information required for rule interpretation and setup.
  • Work closely with internal coding teams to translate compliance rules into system-based logic.

    • Compliance Monitoring & Reviews

  • Perform annual reviews of compliance matrices against updated prospectuses/SAIs.
  • Support ad-hoc queries from compliance reporting teams to assess portfolio adherence to guidelines.
  • Ensure accurate implementation and maintenance of rules for daily and monthly compliance monitoring.

    • Regulatory Interpretation & Advisory

  • Demonstrate strong domain knowledge in investment compliance.
  • Interpret complex regulatory requirements and translate them into actionab...

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