Broking Operations & Compliance

Company Name - Anand Rathi Global Intermediaries Limited (Broking)

Company Overview

We are a SEBI-registered Trading Member and Self-Clearing Member with a focus on institutional broking, proprietary trading, and promoter group trading activities.

Role Overview

This leadership position is responsible for overseeing and streamlining the full spectrum of broking operations—prop desk, promoter group trades, clearing/settlement, and regulatory compliance. The Manager will be the primary operational and compliance leader, reporting to the business head / senior management and directly coordinating with trading desks, group entities, and regulatory bodies

Key Responsibilities

• Lead and manage day-to-day operational activities for institutional and proprietary trading, including trade capture, affirmation, allocation, clearing, and settlement
• Supervise account opening and KYC ...