Job Description

Core Activities

  • Broking the product in accordance with established market practice and in compliance with all relevant laws and regulations.
  • Gaining a full understanding and working within internal compliance and other policies and procedures, including specific desk procedures. Maintaining this knowledge as policies and procedures evolve.
  • Complete all assigned training and policy attestations in a timely manner.
  • Calculating dealing prices in accordance with the Company’s pricing policy.
  • Recording all brokerage deals in accordance with the Company’s settlements and Operations requirements.
  • Raising the profile of the desk.
  • Maintain fitness and propriety to become and/or continue to be an approved person with the FCA’s approved persons regime, if required.
  • Attend and contribute in all team meetings as required by the desk head or other manager.
  • Be alerted to Conduct Risk issues, specific...

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