Job Description

Compliance/BSA Associate
Tulsa, OK



Essential Functions:


  • Provide regulatory and control guidance regarding business practices, key decisions, policies, processes and, standards.

  • Assess operational breakdowns for compliance risk and provide guidance on remediation/recovery plans.

  • Perform risk-based reviews of business line control design and execution effectiveness and provide guidance on identified risks or gaps.

  • Utilize firm's review procedures, including tools/templates necessary to complete reviews (i.e. review check list, official report of review, etc.).

  • Stay abreast of regulatory issues, developments, changes, and industry emerging trends 

  • Compar...

Ready to Apply?

Take the next step in your AI career. Submit your application to Seres Smith Consulting today.

Submit Application