Job Description

AML/CFT/Sanctions ADVISORY

  • Advises FO on onboarding requirements
  • Advises on and prepares risk framework
  • Performs gap analysis for new regulatory requirements in relation to KYC/ AML
  • Review and update of AML/CFT/Sanctions related policies and procedures


ACCOUNT OPENING

  • Reviews and checks client on-boarding and account opening documentation
  • Performs detailed due diligence and compliance assessments on client on-boarding and account opening documentation
  • Checks adherence to client with the on-boarding checklist (e.g. KYC, Hansha checks, World-Check or equivalent, Factiva searches, PEP status, Vulnerable Client etc.)
  • Performs Customer Due Diligence and Enhanced Due Diligence


DAILY NAME SCREENING

  • Reviews, clears with adequate justifications alerts in name screening tool (ad hoc and batch name screening, etc) and escalates rele...

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