AVP, Compliance (Controls)

Our Client

Our client is an independent Canadian investment management firm focused on investment funds and asset management solutions for advisors and institutional clients. The organization operates across investment fund management, portfolio management, and exempt market activities and is known for its entrepreneurial culture, lean team structure, and hands-on operating environment.

The Opportunity

Our client is seeking an Associate Vice President, Compliance to join its growing compliance function. Reporting to the Chief Compliance Officer, the role will play a key part in enhancing and evolving the firm’s compliance control framework, monitoring and testing program, and broader governance structure as the business continues to scale.

This is a highly visible individual contributor role suited to someone who can operate strategically while also being hands-on in execution. The organization is ...