Job Description


Job Title: Auditor II/ Associate – Front Office Conduct & Surveillance

Location: Montreal, Canada (Hyrbid)
Duration: Months

Job Overview

We are seeking an Associate to join the Front Office Conduct & Surveillance (FOCS) team within Global Markets. This role sits within the First Line of Defense and focuses on monitoring front-office activities to identify, prevent, and escalate potential conduct and market abuse risks.

The successful candidate will work closely with trading and sales teams while remaining independent from the business, supporting a strong culture of conduct, compliance, and regulatory adherence.

Key Responsibilities

  • Review electronic and voice communications to ensure adherence to internal policies and regulatory requirements




  • Identify, analyze, and report potentially suspicious or inappropriate activities




  • Conduct routine and ad-hoc surve...

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