Associate Level 1

Key Duties and Responsibilities

• Process financial and non-financial transactions through internal systems as per regulatory and client requirements
• Identify and resolve problems within defined procedures
• Complete archiving of investor and client documentation ensuring a full audit trail
• Work on initiatives and ad-hoc requirements as per business needs
• Work independently and collaboratively as a team player
• Identify process gaps and troubleshoot issues
• Support, guide, and train other team members
• Understand and handle complex queries
• Possess strong domain knowledge and understanding of Transfer Agency (TA) business
• Prepare and review SOPs and process flow charts
• Identify and implement process controls
• Provide innovative ideas for process improvements
• Understand regulatory and audit requirements to ensure full compliance
• Prioritize multiple tasks using ...