Assistant Manager/Deputy Manager – Operational Compliance

Position title: Assistant Manager/Deputy Manager – Operational Compliance Location: Mumbai / Hyderabad Department: R&T Operations Grade: IL5/IL4 Organizational relationships Reports to: AVP – R&T Ops Purpose of the Job : To ensure that the mutual fund operations comply with SEBI regulations, internal policies, and industry best practices. The role involves implementation and monitoring of various regulations, reviewing internal processes, coordinating with various departments to maintain a strong compliance framework. Key Responsibilities: - Monitor day-to-day mutual fund operations to ensure compliance with SEBI, AMFI, and internal guidelines. - Conduct periodic compliance checks and operational audits. - Assist in the developments and implementation of Standard Operation Procedures (SOPs) for operational compliance. - Prepare and submit regulatory reports (e.g., SEBI filings, AMFI submissions). - Coordinate with internal departments (Compliance, Operations, Legal, Risk etc.) and exte...