Assistant Manager - Regulatory Trade Reporting GWO

Assistant Manager - Regulatory Trade Reporting GWO

Requisition ID:

We are looking for an Assistant Manager to join our Regulatory Trade Reporting team within Global Wholesale Operations. In this role, you will support the delivery of a robust and effective regulatory reporting control environment, ensuring accuracy, timeliness, and compliance across multiple jurisdictions.

In this role, you will:

• Execute daily and periodic controls to monitor regulatory trade reporting accuracy and completeness
• Identify, investigate, and resolve reporting exceptions to mitigate regulatory and operational risk
• Ensure compliance with global regulatory reporting requirements (e.g., CFTC, SEC, ESMA, FCA, CIRO, MIFID II, SFTR, etc.)
• Partner with cross‑functional teams (Technology, Compliance, Internal Controls, Trade Repositories) to address and remediate reporting issues
• Stay current on regulatory requirements and repor...